Simple Machines and Mechanisms
At a construction site in Mexico City, a bricklayer carries a 500 N bag of cement (about 50 kg) in a wheelbarrow, though he could barely lift it by hand. How does such a simple machine save him so much force? And what happens if, instead of a wheelbarrow, he uses a crane that combines several mechanisms? You will answer this at the end of the page.
Machines as an extension of the body
Our bodies have limits: we are not always strong enough, we cannot always reach far enough, and we are not always fast enough. Tools, instruments, and machines extend those abilities.
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A tool is used by hand and extends what the body already does: scissors extend our cutting force, a well pulley helps lift water.
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An instrument is used to measure or to be precise: the tape measure, the vernier caliper.
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A machine transforms or transmits force and motion: the bicycle multiplies the speed of our legs, the hand truck multiplies our force.
Almost all of them are built from a few basic mechanisms: the lever, the inclined plane, the pulley, and the gear. These mechanisms let us gain force, reach, or speed, but never all three for free.
How the work is organized matters too. One person with a wheelbarrow is one way of organizing work. A crew with wheelbarrows, a hoist, and a foreman is another, and it gets more done in less time.
Explain in your own words what the 'mechanical advantage' of a simple machine is and give an example using a lever.
Explain in your own words what the 'mechanical advantage' of a simple machine is and give an example using a lever.
The lever: classes and the law of equilibrium
A playground seesaw is a lever: a rigid bar that turns around a point. It has three elements:
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Fulcrum (A): the fixed point it turns on.
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Effort (F): the force you apply.
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Load (R): the load you want to move.
The distance from each force to the fulcrum is called the arm: $b_F$ is the effort arm and $b_R$ is the load arm.
To identify the class, ask yourself: what is in the middle? If it is the fulcrum, first class. If it is the load, second class. If it is the effort, third class.
Explain what a lever is and name its three elements (fulcrum, effort, and load) using the example of a park seesaw.
Explain what a lever is and name its three elements (fulcrum, effort, and load) using the example of a park seesaw.
The figure shows three different levers, with their effort F, load R, and fulcrum. Classify each one according to the class of lever (first, second, or third class) and…
The figure shows three different levers, with their effort F, load R, and fulcrum. Classify each one according to the class of lever (first, second, or third class) and name an everyday object that functions like each one.
Classify these objects as first-, second-, or third-class levers, reasoning where the fulcrum is in each one: a pair of scissors, a nutcracker, a pair of tweezers, and a…
Classify these objects as first-, second-, or third-class levers, reasoning where the fulcrum is in each one: a pair of scissors, a nutcracker, a pair of tweezers, and a seesaw.
A lever has its fulcrum at $0.5\ \text{m}$ from the load and at $1.5\ \text{m}$ from the point where effort is applied. If the load is $60\ \text{N}$, apply the law of…
A lever has its fulcrum at $0.5\ \text{m}$ from the load and at $1.5\ \text{m}$ from the point where effort is applied. If the load is $60\ \text{N}$, apply the law of the lever, $F \times b_F = R \times b_R$, to calculate the required effort and state whether the lever provides a mechanical advantage.
Using a $2\ \text{m}$ bar, you want to lift a load of $100\ \text{N}$ by placing the fulcrum at $0.5\ \text{m}$ from the load. Calculate the required effort by applying…
Using a $2\ \text{m}$ bar, you want to lift a load of $100\ \text{N}$ by placing the fulcrum at $0.5\ \text{m}$ from the load. Calculate the required effort by applying the law of the lever, $F \times b_F = R \times b_R$, and state the length of the effort arm remaining.
Levers in real equilibrium: wheelbarrows and cranes
The wheelbarrow is a second-class lever: the fulcrum is the wheel, the load sits in the middle, and you lift at the handles. Since your hands are farther from the fulcrum than the load is, $VM > 1$.
A tower crane is a giant seesaw: the jib carries the load on one side and the counter-jib carries a counterweight on the other. At equilibrium, the moment of the load equals the moment of the counterweight, measured from the mast. To solve these problems, convert masses into forces with $P = m \cdot g$ (with $g = 10\ \text{N/kg}$) and apply $F \cdot b_F = R \cdot b_R$.
You are designing a construction wheelbarrow with a total length of $1.4\ \text{m}$, where the wheel axle is located at one end ($0\ \text{m}$) and the handles at the…
You are designing a construction wheelbarrow with a total length of $1.4\ \text{m}$, where the wheel axle is located at one end ($0\ \text{m}$) and the handles at the other ($1.4\ \text{m}$). A load of $60\ \text{kg}$ will be transported (take $g = 10\ \text{N/kg}$). Due to occupational risk prevention regulations, the operator must not exert a vertical force greater than $150\ \text{N}$ when lifting it.
- a) Model the wheelbarrow as a lever: classify it and calculate the maximum distance from the wheel axle at which the center of gravity of the load bucket must be located to comply with the standard.
- b) If the operator shifts the load, placing it exactly directly above the wheel axle, how much vertical force will be needed to hold it? What mechanical and practical stability drawback arises from doing this?
- c) Justify how the force supported by the operator varies as they lift the handles, tilting the wheelbarrow with respect to the horizontal.
A tower crane has a horizontal jib of $30\ \text{m}$ and a counter-jib of $10\ \text{m}$ with a concrete counterweight of $4500\ \text{kg}$. Neglect the self-weight of…
A tower crane has a horizontal jib of $30\ \text{m}$ and a counter-jib of $10\ \text{m}$ with a concrete counterweight of $4500\ \text{kg}$. Neglect the self-weight of the metal structure and take $g = 10\ \text{N/kg}$.
- a) Model the crane as a lever in equilibrium about the mast and calculate the maximum load it can support when the trolley is at the tip of the jib ($30\ \text{m}$) without the crane tipping forward.
- b) If the trolley moves towards the center and is located only $6\ \text{m}$ from the mast, calculate the new theoretical admissible load. Interpret this result to explain why construction crane load charts allow lifting much more weight near the tower than at the tip.
- c) The hook hangs from a hoist with a movable pulley that splits the load between two cable falls. If the winch motor spools cable at a speed of $0.8\ \text{m/s}$, determine the vertical speed at which the load rises and explain what mechanical advantage this arrangement provides to the motor.
Wheel and axle, inclined plane, and screw
These three machines are "cousins" of the lever and follow the same idea: more distance in exchange for less force.
The wheel and axle (windlass)
A windlass (like the crank on a well) is a cylinder with a crank. As it turns, the crank traces a circle of large radius and the rope winds around a circle of small radius. It works like a lever that turns continuously: the fulcrum is the axle, the load arm is the radius $r$ of the cylinder, and the effort arm is the radius $L$ of the crank.
$$F \cdot L = R \cdot r$$Inclined plane and screw
Pushing a heavy drum up a long ramp takes less force than lifting it straight up. The ramp (inclined plane) spreads the effort over a longer distance: the longer and gentler it is, the less force you need.
A screw is an inclined plane wrapped around a cylinder. The thread is the ramp. Moving along a thread is like climbing a mountain on a zigzag path: you travel much farther, but each step takes little effort. That is why a fine-thread screw (more turns per centimeter) holds more tightly and advances more slowly than a coarse-thread one.
A screw is said to be "an inclined plane wrapped around a cylinder". Explain this concept by comparing it to walking up a steep hill in a zig-zag pattern instead of in a…
A screw is said to be "an inclined plane wrapped around a cylinder". Explain this concept by comparing it to walking up a steep hill in a zig-zag pattern instead of in a straight line.
A winch winds up a rope to lift a bucket: the cylinder has a radius of $10\ \text{cm}$ and the crank handle describes a radius of $40\ \text{cm}$. Calculate the effort…
A winch winds up a rope to lift a bucket: the cylinder has a radius of $10\ \text{cm}$ and the crank handle describes a radius of $40\ \text{cm}$. Calculate the effort that must be applied to the crank to lift a load of $80\ \text{N}$, reasoning from the equilibrium of moments as in a lever.
Pulleys and block and tackle
A pulley is a wheel with a groove that a rope runs through. It is used to lift loads: window blinds, wells with a pulley, construction cranes, a rooftop clothesline.
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Fixed pulley: attached to the ceiling. It only changes the direction of the force (you pull down to raise the load). $VM = 1$.
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Movable pulley: it rises along with the load. The load hangs from two rope segments, so each carries half. $VM = 2$.
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Block and tackle: a combination of fixed and movable pulleys.
What is a pulley used for? Explain its purpose and give two examples of machines or installations that use one.
What is a pulley used for? Explain its purpose and give two examples of machines or installations that use one.
Name two household machines or installations that use pulleys or belts (window blind, washing machine...) and explain what motion they transmit in each case.
Name two household machines or installations that use pulleys or belts (window blind, washing machine...) and explain what motion they transmit in each case.
A $60\ \text{kg}$ box needs to be lifted to a mezzanine located $3\ \text{m}$ high. The available person weighs $50\ \text{kg}$ ($500\ \text{N}$), so if they pull…
A $60\ \text{kg}$ box needs to be lifted to a mezzanine located $3\ \text{m}$ high. The available person weighs $50\ \text{kg}$ ($500\ \text{N}$), so if they pull downwards on a rope, they can only apply at most their own weight before being lifted off the ground (take $g = 10\ \text{N/kg}$).
- a) Design a pulley system indicating the minimum number of fixed and movable pulleys needed so that the person can raise the load by pulling vertically downwards on the rope comfortably.
- b) Calculate the exact theoretical force they will exert, the meters of rope they will have to pull in to raise the box the $3\ \text{m}$, and the mechanical work performed.
- c) Compare that work with the work they would perform if they lifted the box by hand, and explain why the simple machine does not save energy.
Gears and gear ratio
A gear is a wheel with teeth that meshes with another toothed wheel to transmit rotation. If you used two smooth wheels in contact, they would slip and the rotation would not be exact; teeth prevent slipping and keep the speed ratio fixed.
The wheel that receives motion from the motor is the driver (1), and the one that receives it from the driver is the driven wheel (2).
Gear trains and reduction gearboxes
Sometimes a single pair is not enough. If you need a big reduction, you set up two or more stages: a small wheel drives a large one, and on the same shaft as the large one there is another small wheel driving another large one.
A reduction gearbox is a set of gears that lowers the speed of a motor and raises its torque. Small electric motors (in toys, windshield wipers, robots) spin very fast with little force; the gearbox makes them useful for moving loads.
Bicycle and worm gear
On a bicycle, the chainring (in front) is the driver wheel and the sprocket (in back) is the driven wheel. With a large chainring and a small sprocket, $i > 1$: the rear wheel turns more than the pedals, you go fast on flat ground, but pedaling is harder. With a small chainring and a large sprocket, $i < 1$: the wheel turns less for each turn of the pedals, you use less force, and you can climb hills.
A worm gear is a screw that meshes with a toothed wheel. If the worm has a single thread, for each turn of the worm the wheel advances one tooth, so $i = 1/z$ of the wheel (with 40 teeth, $i = 1/40$). It reduces a lot in little space and is usually self-locking: the wheel cannot drive the worm, so the load stays held even if the power is cut (that is why it is used in winches and gates). An ordinary spur gear can turn backward if the load pushes on it.
Explain what a gear is and what its teeth are used for: why are two smooth touching wheels not simply used to transmit rotation?
Explain what a gear is and what its teeth are used for: why are two smooth touching wheels not simply used to transmit rotation?
In a pair of gears, the driver gear has 20 teeth and the driven gear has 40. If the driver rotates at $60\ \text{rpm}$, calculate the rotational speed of the driven gear…
In a pair of gears, the driver gear has 20 teeth and the driven gear has 40. If the driver rotates at $60\ \text{rpm}$, calculate the rotational speed of the driven gear and state whether the gear system multiplies force or speed.
Using the concept of gear ratio, explain why a bicycle uses a large chainring and a small sprocket to go fast on flat ground, and the opposite combination to go up a…
Using the concept of gear ratio, explain why a bicycle uses a large chainring and a small sprocket to go fast on flat ground, and the opposite combination to go up a slope.
The figure shows two gears in mesh: the driver gear has 12 teeth and rotates at $90\ \text{rpm}$ in the direction shown. Calculate the speed at which the driven gear of…
The figure shows two gears in mesh: the driver gear has 12 teeth and rotates at $90\ \text{rpm}$ in the direction shown. Calculate the speed at which the driven gear of 36 teeth rotates, and determine its direction of rotation.
Explain what a reduction gearbox is and why almost all small electric motors have one built-in: explain the relationship between rotational speed and force (torque) at…
Explain what a reduction gearbox is and why almost all small electric motors have one built-in: explain the relationship between rotational speed and force (torque) at the input and output.
A bicycle has a 44-tooth chainring and an 11-tooth sprocket. Calculate how many turns the rear wheel makes for each full turn of the pedals and explain whether this gear…
A bicycle has a 44-tooth chainring and an 11-tooth sprocket. Calculate how many turns the rear wheel makes for each full turn of the pedals and explain whether this gear ratio is better suited for speed or for climbing hills.
You need to design the reduction gear transmission for the blades of a toy wind turbine. The micromotor rotates at $300\ \text{rpm}$ clockwise and the blade shaft must…
You need to design the reduction gear transmission for the blades of a toy wind turbine. The micromotor rotates at $300\ \text{rpm}$ clockwise and the blade shaft must rotate at exactly $30\ \text{rpm}$, also clockwise. In your parts box you only have gears with between $10$ and $40$ teeth (no gear can have fewer than $10$ or more than $40$ teeth).
- a) Demonstrate why it is impossible to solve this design with a single pair of meshed gears (analyse both the tooth count constraint and the direction of rotation).
- b) Design a two-stage compound gear train that meets all conditions: specify the number of teeth of each gear ($Z_1, Z_2, Z_3, Z_4$), which gears are mounted on the same shaft, and justify why the final direction of rotation matches that of the motor.
- c) Numerically verify using the overall transmission ratio that exactly the requested $30\ \text{rpm}$ are obtained.
The overhead door of a warehouse has a mass of $200\ \text{kg}$. To operate it, there is a debate between installing an ordinary spur gear reducer ($i = 1/40$) or a…
The overhead door of a warehouse has a mass of $200\ \text{kg}$. To operate it, there is a debate between installing an ordinary spur gear reducer ($i = 1/40$) or a single-start worm gear mechanism with a $40$-tooth wheel ($i = 1/40$), both connected to a motor rotating at $1200\ \text{rpm}$.
- a) Calculate the rotational speed of the door shaft with each system.
- b) Imagine an unexpected power outage occurs while the door is stopped at mid-height. Predict and justify what will happen to the load with each of the two mechanisms based on the concept of mechanical irreversibility (self-locking).
- c) Despite the safety advantage of the worm drive, explain why its efficiency is usually only around $50\,\%$ or $60\,\%$ compared to more than $90\,\%$ for spur gears, and what thermal problem would limit its use in a continuously operating machine.
Compound machines and efficiency
Many machines chain mechanisms together. In a small crane, a crank (lever) drives a reduction gear, which turns a drum, which winds a cable that passes through a block and tackle. Each stage multiplies the force, and the total advantage is the product of the advantages.
But a real machine has friction: pulleys, shafts, and teeth heat up and part of the energy is lost.
A robotics team has a motor with a torque of $0.3\ \text{N}\times\text{m}$ rotating at $1500\ \text{rpm}$. They need to lift a $1.5\ \text{kg}$ load hanging from the end…
A robotics team has a motor with a torque of $0.3\ \text{N}\times\text{m}$ rotating at $1500\ \text{rpm}$. They need to lift a $1.5\ \text{kg}$ load hanging from the end of a $20\ \text{cm}$ arm attached directly to the motor shaft. A team member suggests: "To make the motor work less, we lengthen the arm to $40\ \text{cm}$ to have more leverage; and if it still struggles, we add a $1:5$ gear reducer, which will increase the force without changing the lifting speed." Refute both statements with technical arguments and calculations: calculate the initial and final load torque on the motor shaft (take $g = 10\ \text{N/kg}$), explain the conceptual error regarding the arm length, and justify which physical quantity will inevitably be sacrificed if the reducer is used.
A block and tackle with four pulleys divides the effort by four. Calculate the force required to lift a load of $200\ \text{N}$ and explain the "cost" involved: how many…
A block and tackle with four pulleys divides the effort by four. Calculate the force required to lift a load of $200\ \text{N}$ and explain the "cost" involved: how many meters of rope must be pulled to raise the load by $1\ \text{m}$.
Back to the beginning: the wheelbarrow is a second-class lever. Its handles are farther from the fulcrum (the wheel) than the load is, so the bricklayer uses less force than the weight of the bag. In a crane, the motor and the gearbox multiply the torque, and the block and tackle multiplies the force again. Friction makes the real efficiency less than 100%.
What parts are made of: plastics
Mechanisms are not only geometry: parts are made of materials. Many pulleys, toy gears, housings, and tool handles are made of plastic, because it is light, cheap, and easy to mold. Plastics are synthetic materials, almost always derived from petroleum. It is worth knowing their types, how objects are manufactured, and what problems they cause when thrown away.
Types. They are classified by how they react to heat:
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Thermoplastics: they soften when heated and can be molded again (PET in bottles, HDPE in water jugs, PVC in pipes, PP in caps). They are the most recyclable.
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Thermosets: once molded they cannot be melted again; if overheated, they burn (Bakelite in pot handles, epoxy resins).
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Elastomers: they are elastic and return to their shape (rubber in belts and tires, rubber bands).
Manufacturing. Each technique produces a different type of object:
| Technique | How it works | Example |
|---|---|---|
| Extrusion | Molten plastic is pushed through a nozzle and comes out as a continuous profile | Pipes, hoses |
| Injection molding | Molten plastic is injected into a mold and cooled | Gears, caps, toys |
| Blow molding | Hot plastic is inflated inside a mold | Bottles, water jugs |
| Vacuum thermoforming | A sheet is heated and a vacuum pulls it against the mold | Trays, disposable cups |
When thrown away. Plastic takes hundreds of years to break down. It fragments into microplastics that reach rivers, seas, and food chains. The recycling codes from 1 to 7 (1 PET, 2 HDPE, 3 PVC, 4 LDPE, 5 PP, 6 PS, 7 other) show how to sort them at collection centers, where waste pickers and recyclers recover materials. To reduce the harm, it helps to refuse what is unnecessary, reuse (PET containers), and use local alternatives such as clay, natural fibers, ixtle, or palm.
A light vehicle manufacturer must choose the secondary transmission for two projects: an urban rental electric bicycle (exposed to rain and dirt, where users must not…
A light vehicle manufacturer must choose the secondary transmission for two projects: an urban rental electric bicycle (exposed to rain and dirt, where users must not get stained with grease and maintenance must be minimal) and a racing electric motorcycle with very aggressive accelerations ($90\ \text{N}\times\text{m}$ of instantaneous torque).
- a) Select and justify the most suitable system for each vehicle between roller chain and synchronous toothed belt, analysing lubrication requirements, cleanliness, system mass, and behavior under sudden stress peaks.
- b) An operator states: "On rainy days, the toothed belt slips on the pulley just like an alternator flat belt, causing the transmission ratio to vary." Technically refute his statement by explaining the operating principle of synchronous belts versus friction belts.